PERSONAL INVESTMENT PLANNING LIMITED

Date authorised
1 April 2013
Companies House
SC190901
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gareloch House
    Clynder
    Helensburgh
    Argyll & Bute
    G84 0PY
    UNITED KINGDOM
    Phone
    +441419543751
    Web
    https://pipglasgow.co.uk

  • Complaints Contact

    Gareloch House
    Clynder
    Helensburgh
    Argyll & Bute
    G84 0PY
    UNITED KINGDOM
    Phone
    +441419543751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · Limited to not brokering credit for the purpose of increasing the funds available for investment.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to debt counselling which is provided in connection with investment advice and buy to let mortgages

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry McIntosh Goodwin

    IRN BMG00010

    • CF21 Investment Adviser (1 Jun 2004 to 11 Mar 2005)
  • David Samuel McGirr

    IRN DSM00023

    • CF21 Investment Adviser (7 Nov 2005 to 2 Feb 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 7 Nov 2005)
  • Douglas Black

    IRN DXB00007

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (1 Feb 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2014 to 30 Sep 2018)
    • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
    • CF1 Director (1 Dec 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2003 to 31 Dec 2012)
  • John Hood

    IRN JIH00001

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 31 Jul 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2010)
  • Steven McGregor Haldane

    IRN SMH00020

    • CF30 Customer (17 Aug 2010 to 3 Mar 2014)
    • CF1 Director (17 Aug 2010 to 3 Mar 2014)
    • CF10 Compliance Oversight (17 Aug 2010 to 3 Mar 2014)
    • CF11 Money Laundering Reporting (17 Aug 2010 to 3 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.