Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Jun 2009 to 6 Jun 2009)
  • PERSONAL INVESTMENT PLANNING LIMITED (no longer approved here)

    FRN 188635

    • CF21 Investment Adviser (7 Nov 2005 to 2 Feb 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.