Steven McGregor Haldane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EIS FINANCIAL SERVICES LIMITED

    FRN 401581

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2025)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Client dealing (24 May 2023 to 30 Nov 2024)
    • [FCA CF] Functions requiring qualifications (24 May 2023 to 30 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (27 Oct 2020 to 27 Oct 2020)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (29 Oct 2014 to 31 Jul 2017)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (16 Jan 2014 to 15 Oct 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Apr 2013 to 21 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (467)Employed By (30 Apr 2013 to 21 Dec 2013)
  • PERSONAL INVESTMENT PLANNING LIMITED (no longer approved here)

    FRN 188635

    • CF1 Director (17 Aug 2010 to 3 Mar 2014)
    • CF11 Money Laundering Reporting (17 Aug 2010 to 3 Mar 2014)
    • CF30 Customer (17 Aug 2010 to 3 Mar 2014)
    • CF10 Compliance Oversight (17 Aug 2010 to 3 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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