Date authorised
1 April 2013
Companies House
OC300172
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000
  • Complaints Contact

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dipan Patel

    IRN DXP01485

    • [FCA CF] Manager of certification employee (since 16 Feb 2026)
    • [FCA CF] Client dealing (since 24 Feb 2021)
    • CF30 Customer (3 Dec 2009 to 8 Dec 2019)
  • Duncan John Smith

    IRN DJS01261

    • [FCA CF] Significant management (24 Feb 2021 to 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
    • CF4 Partner (6 Mar 2015 to 8 Dec 2019)
    • CF28 Systems and controls (19 Feb 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Elisabetta Frontini

    IRN EXF01191

    • CF30 Customer (31 May 2012 to 15 Dec 2018)
  • Elizabeth Cutler

    IRN EHM01017

    • CF30 Customer (1 Oct 2008 to 21 Oct 2015)
  • Emma Lucy Howe

    IRN ELH01044

    • CF30 Customer (28 Aug 2014 to 7 Apr 2016)
  • Fabio Cesare Vittorio Andreottola

    IRN FXA01043

    • CF30 Customer (1 Nov 2007 to 20 Jan 2014)
    • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • Francesca Filippini Pinto

    IRN FXF01032

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
  • Francesco De Mojana Di Cologna

    IRN FXD01368

    • CF30 Customer (23 Jan 2017 to 1 Apr 2019)
    • CF4 Partner (23 Jan 2017 to 1 Apr 2019)
  • Gavin Edward Bates

    IRN GEB01028

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
  • Gianni Marco Pisanello

    IRN GMP01033

    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.