Date authorised
1 April 2013
Companies House
OC300172
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000
  • Complaints Contact

    80 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402076321000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graeme Allan Lythe

    IRN GAL01040

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Jan 2007)
  • Graham Lloyd Wrigley

    IRN GLW01023

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
    • CF4 Partner (1 Dec 2001 to 30 Sep 2006)
  • Gregory Michael Shirley

    IRN GMS01060

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Gregory Sahak Petros

    IRN GSP01061

    • CF30 Customer (17 Dec 2014 to 8 Dec 2019)
  • Guy Hanbury Davies

    IRN GHD01009

    • CF30 Customer (1 Nov 2007 to 6 Jan 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 6 Jan 2012)
  • Harjinder Johal

    IRN HXJ01062

    • CF26 Customer Trading (22 Aug 2003 to 28 May 2004)
  • Henry Edward Brown

    IRN HEB01039

    • CF30 Customer (30 Jan 2009 to 25 May 2016)
  • Ian Andrew Jack

    IRN IXJ12402

    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
    • [FCA CF] Material risk taker (since 2 Feb 2026)
    • [FCA CF] Significant management (since 2 Feb 2026)
  • Ian Sellars

    IRN IXS01145

    • CF30 Customer (1 Nov 2007 to 8 Dec 2014)
    • CF28 Systems and controls (1 Nov 2007 to 14 Jan 2014)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2014)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ignacio Faus

    IRN IXF01123

    • [FCA CF] Significant management (since 1 Jan 2024)
    • [FCA CF] Manager of certification employee (since 24 Feb 2021)
    • CF30 Customer (21 Sep 2010 to 1 Sep 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.