Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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URA VENTURES LIMITED
FRN 314956
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
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- CF1 Director (23 Feb 2012 to 8 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2014)
- CF28 Systems and controls (1 Nov 2007 to 14 Jan 2014)
- CF4 Partner (1 Dec 2001 to 8 Dec 2014)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.