Duncan John Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Permira Advisers LLP (no longer approved here)

    FRN 196595

    • [FCA CF] Significant management (24 Feb 2021 to 30 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Jun 2023)
    • CF4 Partner (6 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2010 to 8 Dec 2019)
    • CF28 Systems and controls (19 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Permira Credit Limited (no longer approved here)

    FRN 465847

    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF1 Director (16 Apr 2010 to 8 Dec 2019)
    • CF28 Systems and controls (19 Feb 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2010 to 4 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

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