Pendulum Financial Management Ltd

Date authorised
1 April 2013
Companies House
05645668
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Worthing Road
    Horsham
    West Sussex
    RH12 1TD
    UNITED KINGDOM
    Phone
    +447730803879
    Web
    http://www.pendulumfm.co.uk

  • Complaints Contact

    41 Worthing Road
    Horsham
    West Sussex
    RH12 1TD
    UNITED KINGDOM
    Phone
    +447730803879

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Anthony Cloy

    IRN CAC00053

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (6 Oct 2016 to 30 Sep 2018)
    • CF1 Director (31 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2011 to 8 Dec 2019)
  • Neil Robinson

    IRN NXR00002

    • CF30 Customer (16 Mar 2011 to 6 Jan 2012)
  • Richard Hugh Brumfitt

    IRN RHB00005

    • CF1 Director (AR) (13 Oct 2016 to 7 May 2018)
    • CF11 Money Laundering Reporting (16 Mar 2011 to 7 Oct 2016)
    • CF30 Customer (16 Mar 2011 to 7 Oct 2016)
    • Responsible for Insurance Mediation (16 Mar 2011 to 7 Oct 2016)
    • CF1 Director (16 Mar 2011 to 7 Oct 2016)
    • CF10 Compliance Oversight (16 Mar 2011 to 7 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.