Colin Anthony Cloy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pendulum Financial Management Ltd

    FRN 527714

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (6 Oct 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (31 Mar 2015 to 8 Dec 2019)
    • CF1 Director (31 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2011 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 18 Mar 2010)
    • CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.