Richard Hugh Brumfitt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pendulum Financial Management Ltd (no longer approved here)

    FRN 527714

    • CF1 Director (AR) (13 Oct 2016 to 7 May 2018)
    • CF1 Director (16 Mar 2011 to 7 Oct 2016)
    • CF10 Compliance Oversight (16 Mar 2011 to 7 Oct 2016)
    • CF11 Money Laundering Reporting (16 Mar 2011 to 7 Oct 2016)
    • CF30 Customer (16 Mar 2011 to 7 Oct 2016)
    • Responsible for Insurance Mediation (16 Mar 2011 to 7 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.