Date authorised
1 April 2013
Companies House
05549998
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +4402045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Edwards

    IRN CXE00193

    • [FCA CF] Significant management (since 8 Nov 2023)
  • Christopher Gordon Coles

    IRN CGC01084

    • CF11 Money Laundering Reporting (4 Jun 2015 to 13 Jun 2017)
  • Christopher Thompson

    IRN CXT01147

    • [FCA CF] Material risk taker (22 Jul 2021 to 22 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Jul 2021)
  • Clive Christopher Roger Bannister

    IRN CCB01041

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 9 Mar 2020)
    • CF1 Director (4 Dec 2012 to 8 Dec 2019)
  • Craig Douglas Hamilton

    IRN CXH23992

    • SMF16 Compliance Oversight (11 Sep 2020 to 3 Feb 2025)
  • David Ernest Woods

    IRN DEW01036

    • CF2 Non Executive Director (17 Feb 2014 to 11 May 2017)
  • David Kenneth Barnes

    IRN DKB01038

    • CF2 Non Executive Director (17 Feb 2014 to 22 Oct 2014)
  • David Nicholas Woollett

    IRN DNW01020

    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • SMF4 Chief Risk (since 16 Feb 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 16 Feb 2021)
    • CF29 Significant management (4 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2012 to 12 Apr 2013)
    • CF10 Compliance Oversight (4 Dec 2012 to 9 Jan 2017)
  • David Powers

    IRN DXP02304

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • David Vorbrich

    IRN DXV56180

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.