Patria Capital Partners LLP

• Principal Place of Business

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +4407880365824

  Web

  https://www.patria.com/global-private-market-solutions/

• Complaints Contact

  114-116 George Street

  Edinburgh

  Edinburgh, City Of

  EH2 4LH

  UNITED KINGDOM

  Phone

  +4407880365824

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for venture capital investments and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to activities connected with corporate finance busines and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to investment management activities for venture capital investments and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to activities connected with corporate finance busines and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this regulated activity
  • · Limited to unregulated collective investment scheme marketing activities for venture capital investments and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities for corporate finance investments and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to activities connected with corporate finance busines and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this regulated activity
  • · Limited to transaction-only activities
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme operations for venture capital investments and in carrying on such operations to the specified investment types listed other than "stakeholder pension scheme", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "life policy", "funeral plan contract" and "rights to or interest in investment - contractually based investment", (when the latter is associated with these specified investment) and to the customer type "professional client".
  • · Limited to activities connected with corporate finance busines and in carrying on such activities to the specified investments listed other than "stakeholder pension scheme" and "rights to or interests in investments - security" (when the latter is associated with this regulated activity
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Nasima Begum

  IRN NXB00262

  • [FCA CF] Significant management (5 Jul 2021 to 26 Aug 2022)
• Natalie Suzanne Bangay

  IRN NSB01083

  • CF30 Customer (18 Jan 2018 to 24 Aug 2018)
• Neil Dolby

  IRN NXD00053

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Apr 2024)
• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jun 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 22 Jun 2020)
  • CF28 Systems and controls (20 May 2016 to 8 Dec 2019)
• Neil MacKay

  IRN NXM00065

  • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
• Neil Slater

  IRN NXS00159

  • SMF27 Partner (4 May 2022 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Aug 2021 to 4 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 4 May 2022)
• Nicholas David Whitfield

  IRN NXW00204

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2022)
  • SMF16 Compliance Oversight (since 24 Jun 2022)
• Noel Thomas Butwell

  IRN NXB08354

  • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
• Norman Keith Skeoch

  IRN NKS01009

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2020)
  • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Mar 2009)
  • CF4 Partner (1 Oct 2007 to 15 Dec 2015)
• Paolo Alonzi

  IRN PXA00065

  • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2022)

No changes recorded yet.