Partridge Muir & Warren Limited

• Principal Place of Business

  Partridge Muir & Warren

  Aissela

  46 High Street

  Esher

  Surrey

  KT10 9QY

  UNITED KINGDOM

  Phone

  +441372471550

  Web

  https://www.pmw.co.uk

• Complaints Contact

  Partridge Muir & Warren Ltd

  Aissela

  46 High Street

  Esher

  Surrey

  KT10 9QY

  UNITED KINGDOM

  Phone

  +441372471550

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Susan Michalczyk

  IRN SAM01312

  • CF30 Customer (28 Mar 2011 to 18 Jan 2019)
• Susan Sams

  IRN SLI01008

  • CF30 Customer (28 Mar 2011 to 9 May 2016)
• Timothy David Llewellyn Davies

  IRN TDD01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
• Timothy John Whiting

  IRN TJW00014

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
• Vikas Sharma

  IRN VXS01099

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2024)
  • [FCA CF] Client dealing (since 15 Nov 2024)
• Warren To

  IRN WXT08624

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2021)
  • CF30 Customer (3 Dec 2018 to 8 Dec 2019)
• William Freeman

  IRN WXF00006

  • CF21 Investment Adviser (5 Aug 2002 to 11 Oct 2002)

• Mazars Employee Benefits Limited (no longer appointed)

  FRN 441536 · Appointed 7 Nov 2005 · Until 1 Apr 2011

No changes recorded yet.