Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2021)
- CF30 Customer (15 Nov 2018 to 23 Apr 2021)
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- CF30 Customer (26 May 2016 to 30 Oct 2019)
- CF1 Director (AR) (26 May 2016 to 31 Dec 2017)
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- Employed By (26 May 2016 to 23 Apr 2021)
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- CF1 Director (AR) (24 Oct 2011 to 26 Feb 2013)
- CF30 Customer (24 Oct 2011 to 9 Jan 2013)
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- CF21 Investment Adviser (20 Nov 2002 to 11 Jul 2005)
- CF24 Pension Transfer Specialist (20 Nov 2002 to 11 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.