Timothy David Llewellyn Davies

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partridge Muir & Warren Limited

    FRN 148029

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2024)
  • Fortem Financial Management Limited (no longer approved here)

    FRN 773709

    • (1)Employed By (21 Jan 2021 to 10 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jul 2024)
    • CF30 Customer (11 Dec 2017 to 10 Jul 2024)
  • Dilasser Private Clients Limited (no longer approved here)

    FRN 419292

    • (5)Employed By (11 Oct 2019 to 10 Jul 2024)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (23)Employed By (11 Dec 2017 to 10 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (23)Employed By at AAGSJP Ltd