PARNABYEVANS FINANCIAL ADVISERS LIMITED

• Principal Place of Business

  19 Enfield Shopping Centre, Enfield Chase

  Guisborough

  Cleveland

  TS14 7LJ

  UNITED KINGDOM

  Phone

  +447484880050

  Web

  https://www.parnabyevans.com

• Complaints Contact

  19 Enfield Shopping Centre, Enfield Chase

  Guisborough

  Cleveland

  TS14 7LJ

  UNITED KINGDOM

  Phone

  +447484880050

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Joanne Hodgson

  IRN JXH00211

  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 4 Mar 2022)
• Paul Evans

  IRN PXE00005

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
  • [FCA CF] Client dealing (since 8 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jul 2021 to 11 Feb 2025)
  • SMF16 Compliance Oversight (17 Jul 2021 to 11 Feb 2025)
  • Responsibility for MCD Intermediation (17 Jul 2021 to 11 Feb 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2025)
  • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
• Richard Alexander Carey

  IRN RAC01174

  • Director of firm who is not a certification employee or a SMF manager (4 Mar 2022 to 5 Dec 2024)
  • [FCA CF] Client dealing (8 Jul 2020 to 3 Mar 2022)
  • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 3 Mar 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Mar 2022)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
  • CF1 Director (1 Jun 2015 to 8 Dec 2019)
• Susan Thompson

  IRN SXT01491

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 5 Feb 2025)
  • SMF3 Executive Director (since 5 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2025)
  • Responsibility for MCD Intermediation (since 5 Feb 2025)
  • Responsible for Insurance Distribution (since 5 Feb 2025)
  • [FCA CF] Client dealing (since 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jun 2024)

• GSC Grays Limited (no longer appointed)

  FRN 771906 · Appointed 17 Feb 2017 · Until 13 Mar 2020

• Gerald Cook (no longer appointed)

  FRN 768431 · Appointed 3 Jan 2017 · Until 13 Mar 2020

No changes recorded yet.