Richard Alexander Carey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ParnabyEvans Mortgages Ltd

    FRN 958654

    • (2)Employed By (since 4 Jan 2022)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (4 Mar 2022 to 7 Apr 2026)
    • CF1 Director (AR) (4 Jan 2022 to 7 Apr 2026)
  • PARNABYEVANS FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 668243

    • Director of firm who is not a certification employee or a SMF manager (4 Mar 2022 to 5 Dec 2024)
    • [FCA CF] Client dealing (8 Jul 2020 to 3 Mar 2022)
    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 3 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Mar 2022)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • Parnaby Evans Financial Advisers (no longer approved here)

    FRN 176511

    • (3)Employed By (27 Jul 2004 to 6 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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