Paul Evans

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PARNABYEVANS FINANCIAL ADVISERS LIMITED

    FRN 668243

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (17 Jul 2021 to 11 Feb 2025)
    • SMF16 Compliance Oversight (17 Jul 2021 to 11 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jul 2021 to 11 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2025)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
  • Parnaby Evans Financial Advisers (no longer approved here)

    FRN 176511

    • (4)Employed By (1 Dec 2001 to 29 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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