Park Walk Europe LLP

• Principal Place of Business

  Park Walk

  13 Hanover Square

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402038084350

  Web

  https://www.parkwalk.com

• Complaints Contact

  Park Walk

  13 Hanover Square

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402038084350

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Carolyn Sian Murphy

  IRN CSJ01011

  • CF4 Partner (8 Jul 2010 to 30 Jun 2011)
  • CF30 Customer (8 Jul 2010 to 30 Jun 2011)
• Charles Louis Berman

  IRN CLB01041

  • CF10 Compliance Oversight (11 Jan 2011 to 31 Aug 2011)
  • CF11 Money Laundering Reporting (11 Jan 2011 to 31 Aug 2011)
  • CF3 Chief Executive (2 Oct 2009 to 31 Aug 2011)
  • CF4 Partner (2 Oct 2009 to 31 Aug 2011)
  • CF30 Customer (2 Oct 2009 to 31 Aug 2011)
• Christian Hustav Ganssmueller

  IRN CHG01036

  • CF4 Partner (15 Jul 2010 to 15 Nov 2010)
  • CF30 Customer (9 Oct 2009 to 15 Nov 2010)
• Christopher David Aylard

  IRN CDA01043

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2021)
  • SMF27 Partner (since 21 Apr 2021)
• Clifford Paul Dent

  IRN CPD01025

  • CF4 Partner (8 Sep 2011 to 2 Nov 2012)
  • CF30 Customer (8 Sep 2011 to 2 Nov 2012)
• Darren John Raward

  IRN DJR01287

  • CF30 Customer (1 Nov 2010 to 27 Feb 2012)
• David Michael Smith

  IRN DMS01266

  • CF11 Money Laundering Reporting (21 Sep 2012 to 16 Sep 2014)
  • CF10 Compliance Oversight (21 Sep 2012 to 16 Sep 2014)
  • CF4 Partner (25 Jul 2011 to 16 Sep 2014)
• David Shlosberg

  IRN DXS02082

  • [FCA CF] Client dealing (since 28 Aug 2025)
• Elizabeth Callaghan

  IRN EXC01340

  • CF4 Partner (1 Mar 2011 to 30 Jun 2011)
  • CF30 Customer (1 Mar 2011 to 30 Jun 2011)
• Emma Fahey

  IRN EXM01535

  • CF30 Customer (17 May 2011 to 2 Jan 2012)

No changes recorded yet.