Park Walk Europe LLP

• Principal Place of Business

  Park Walk

  13 Hanover Square

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402038084350

  Web

  https://www.parkwalk.com

• Complaints Contact

  Park Walk

  13 Hanover Square

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402038084350

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Gerard Patrick Stephen Fahey

  IRN GPF01028

  • CF4 Partner (23 Dec 2010 to 2 May 2019)
  • CF30 Customer (9 Oct 2009 to 2 May 2019)
• Holger Gerwalt

  IRN HXG01187

  • CF30 Customer (4 Apr 2011 to 13 Apr 2012)
  • CF4 Partner (4 Apr 2011 to 13 Apr 2012)
• Jean-Claude Zerey

  IRN JXZ01065

  • CF4 Partner (15 Jul 2010 to 29 Oct 2010)
  • CF30 Customer (6 Nov 2009 to 29 Oct 2010)
• Joanna Hubbard

  IRN JXH02298

  • CF30 Customer (16 Aug 2010 to 29 Jul 2011)
• Juan Carlos Martorell

  IRN JCM01208

  • CF4 Partner (28 Jun 2010 to 15 Apr 2011)
  • CF30 Customer (12 Oct 2009 to 15 Apr 2011)
• Kerwin Yee

  IRN KXY01061

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2021)
  • CF30 Customer (28 Aug 2019 to 8 Dec 2019)
• Lee Randall

  IRN LXR01224

  • CF30 Customer (14 Jun 2010 to 9 Mar 2012)
• Leslie Jay Conklin

  IRN LJC01159

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2020)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Oct 2014 to 8 Dec 2019)
  • CF4 Partner (10 Oct 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Oct 2014 to 8 Dec 2019)
• Maria Jose Arlandis Rosello

  IRN MJA01207

  • CF4 Partner (13 Oct 2010 to 7 Mar 2011)
  • CF30 Customer (13 Oct 2010 to 7 Mar 2011)
• Marie Woodman

  IRN MLD01034

  • CF4 Partner (29 Jun 2010 to 29 Feb 2012)
  • CF30 Customer (2 Oct 2009 to 29 Feb 2012)

No changes recorded yet.