Juan Carlos Martorell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Nov 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Nov 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Nov 2019)
- CF30 Customer (7 Sep 2015 to 6 Mar 2016)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF30 Customer (7 Jul 2011 to 31 Jul 2015)
Park Walk Europe LLP (no longer approved here)
FRN 502209
- CF4 Partner (28 Jun 2010 to 15 Apr 2011)
- CF30 Customer (12 Oct 2009 to 15 Apr 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (16 Jun 2008 to 16 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.