Pareto Securities Limited

Date authorised
1 April 2013
Companies House
03994976
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pareto Securities Ltd
    11 Berkeley Street
    London
    Westminster
    W1J 8DS
    UNITED KINGDOM
    Phone
    +4402077864370
    Web
    https://www.paretosec.com

  • Complaints Contact

    Pareto Securities Ltd
    11 Berkeley Street
    London
    Westminster
    W1J 8DS
    UNITED KINGDOM
    Phone
    +4402077864374

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philippa Catherine Jeffcock

    IRN PCJ01024

    • CF21 Investment Adviser (28 Feb 2006 to 30 Dec 2006)
  • Pratyush Chakravarty

    IRN PXC01768

    • CF30 Customer (21 Aug 2014 to 21 Apr 2017)
  • Rhys William Bradley

    IRN RWB01155

    • CF30 Customer (14 Jul 2014 to 7 Jun 2016)
  • Richard James Walker

    IRN RJW01175

    • CF21 Investment Adviser (30 May 2007 to 30 Sep 2007)
  • Richard Michael Lewis Nash

    IRN RMN01045

    • CF30 Customer (16 Dec 2011 to 3 Aug 2012)
  • Rupert Edward Williams

    IRN REW01045

    • CF30 Customer (1 Nov 2007 to 1 Feb 2013)
    • CF1 Director (8 Apr 2004 to 1 Feb 2013)
    • CF21 Investment Adviser (12 Feb 2004 to 31 Oct 2007)
    • CF26 Customer Trading (12 Feb 2004 to 24 Aug 2005)
  • Shahin Amini

    IRN SXA01601

    • CF30 Customer (16 Oct 2017 to 11 Sep 2019)
  • Simon Alan Gardner-Bond

    IRN SAG01075

    • CF30 Customer (1 Nov 2007 to 9 May 2011)
    • CF22 Investment Adviser (Trainee) (23 Apr 2007 to 31 Oct 2007)
  • Soren Andreas Liby Clausen

    IRN SAC01295

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jan 2016 to 8 Dec 2019)
  • Stefan Colldahl

    IRN SXC01681

    • CF30 Customer (21 Jan 2015 to 6 Oct 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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