Pareto Securities Limited

Date authorised
1 April 2013
Companies House
03994976
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Pareto Securities Ltd
    11 Berkeley Street
    London
    Westminster
    W1J 8DS
    UNITED KINGDOM
    Phone
    +4402077864370
    Web
    https://www.paretosec.com

  • Complaints Contact

    Pareto Securities Ltd
    11 Berkeley Street
    London
    Westminster
    W1J 8DS
    UNITED KINGDOM
    Phone
    +4402077864374

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Lisa Milton

    IRN SLM01097

    • CF21 Investment Adviser (19 Aug 2005 to 19 Oct 2007)
  • Svein Gunnar Lund

    IRN SGL01048

    • CF30 Customer (29 Oct 2014 to 23 Mar 2016)
  • Sven Gustav Bakken

    IRN SGB01125

    • CF30 Customer (20 Aug 2014 to 7 Apr 2015)
  • Terje Reutz

    IRN TXR01206

    • CF1 Director (14 May 2019 to 11 Sep 2019)
    • CF30 Customer (25 May 2016 to 11 Sep 2019)
  • Thomas Odfjell Grønskag

    IRN TXO00193

    • [FCA CF] Client dealing (since 1 Jan 2026)
  • William John Edmund Hodson

    IRN WXH01103

    • CF30 Customer (1 Nov 2007 to 7 Jun 2016)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
  • William John Walton Slack

    IRN WJS01040

    • CF10 Compliance Oversight (1 Jul 2008 to 7 Jun 2016)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 7 Jun 2016)
    • CF28 Systems and controls (1 Jul 2008 to 7 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 7 Jun 2016)
    • CF23 Corporate Finance Adviser (3 Sep 2003 to 24 Aug 2005)
    • CF1 Director (3 Sep 2003 to 7 Jun 2016)
    • CF21 Investment Adviser (3 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.