William John Walton Slack

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VICARAGE CAPITAL LIMITED

    FRN 455300

    • [FCA CF] Client dealing (since 12 Dec 2019)
    • CF1 Director (AR) (since 20 Mar 2016)
    • CF5 Director of Unincorporated Association (AR) (since 20 Mar 2016)
    • CF30 Customer (since 20 Mar 2016)
  • LHC Mine Finance Ltd

    FRN 739399

    • (2)Employed By (since 20 Mar 2016)
  • Pareto Securities Limited (no longer approved here)

    FRN 194126

    • CF11 Money Laundering Reporting (1 Jul 2008 to 7 Jun 2016)
    • CF28 Systems and controls (1 Jul 2008 to 7 Jun 2016)
    • CF10 Compliance Oversight (1 Jul 2008 to 7 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 7 Jun 2016)
    • CF1 Director (3 Sep 2003 to 7 Jun 2016)
    • CF23 Corporate Finance Adviser (3 Sep 2003 to 24 Aug 2005)
    • CF21 Investment Adviser (3 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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