Date authorised
1 April 2013
Companies House
03489004
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Arlington Square
    Downshire Way
    Bracknell
    Berkshire
    RG12 1WA
    UNITED KINGDOM
    Phone
    +4401344854669
  • Complaints Contact

    3 Arlington Square
    Downshire Way
    Bracknell
    Berkshire
    RG12 1WA
    UNITED KINGDOM
    Phone
    +4403447708030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelly Pallister

    IRN KXP00146

    • SMF24 Chief Operations (since 2 Jul 2024)
    • SMF18 Other Overall Responsibility (since 19 Jul 2022)
    • [FCA CF] Significant management (30 Dec 2020 to 19 Jul 2022)
  • Kevin Edward Crowe Jr

    IRN KEC01037

    • SMF12 Chair of the Remuneration Committee (since 24 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (23 Mar 2022 to 24 Oct 2022)
  • Kris Gozra

    IRN KXG24457

    • SMF18 Other Overall Responsibility (19 Mar 2020 to 30 Apr 2022)
  • Mark Bernard Savill

    IRN MBS01108

    • CF11 Money Laundering Reporting (5 May 2017 to 20 Apr 2018)
  • Michael Evans

    IRN MXE00061

    • SMF2 Chief Finance (since 23 Sep 2025)
  • Neil Brian Sinden

    IRN NBS01011

    • CF1 Director (31 Oct 2004 to 1 Apr 2005)
  • Nicholas Paul Fegan

    IRN NPF01040

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Mar 2022)
    • CF2 Non Executive Director (29 Oct 2014 to 8 Dec 2019)
  • Nicola Ruth Townsend

    IRN NRC01030

    • SMF4 Chief Risk (since 16 Apr 2025)
    • SMF16 Compliance Oversight (since 29 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2021)
  • Noelle Lucinda Doherty

    IRN NXD00268

    • SMF2 Chief Finance (28 Sep 2023 to 31 May 2025)
  • Peter Simon Ball

    IRN PSB01102

    • SMF1 Chief Executive (since 31 Mar 2024)
    • SMF5 Head of Internal Audit (since 31 Mar 2024)
    • SMF3 Executive Director (since 31 Mar 2024)
    • Responsible for Insurance Distribution (since 31 Mar 2024)
    • Responsibility for MCD Intermediation (since 31 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.