Peter Simon Ball

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paratus AMC Limited

    FRN 301128

    • Responsibility for MCD Intermediation (since 31 Mar 2024)
    • Responsible for Insurance Distribution (since 31 Mar 2024)
    • SMF1 Chief Executive (since 31 Mar 2024)
    • SMF3 Executive Director (since 31 Mar 2024)
    • SMF5 Head of Internal Audit (since 31 Mar 2024)
  • Together Personal Finance Limited (no longer approved here)

    FRN 305253

    • SMF3 Executive Director (9 Dec 2019 to 18 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Apr 2024)
    • Responsible for Insurance Distribution (19 Nov 2018 to 19 Dec 2018)
    • Responsibility for MCD Intermediation (19 Nov 2018 to 19 Dec 2018)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2016 to 8 Dec 2019)
  • Blemain Finance Limited (no longer approved here)

    FRN 719121

    • SMF3 Executive Director (9 Dec 2019 to 18 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Apr 2024)
    • Responsibility for MCD Intermediation (19 Nov 2018 to 19 Dec 2018)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2016 to 8 Dec 2019)
  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • SMF1 Chief Executive (7 Mar 2016 to 30 Jun 2016)
    • CF1 Director (10 Jun 2014 to 6 Mar 2016)
    • CF3 Chief Executive (10 Jun 2014 to 6 Mar 2016)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • Responsible for Insurance Mediation (16 Feb 2012 to 18 Oct 2013)
    • CF29 Significant management (16 Feb 2012 to 18 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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