Nicholas Paul Fegan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortress Investment Group (UK) Ltd

    FRN 434611

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
    • CF1 Director (12 Oct 2010 to 8 Dec 2019)
  • Paratus AMC Limited (no longer approved here)

    FRN 301128

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Mar 2022)
    • CF2 Non Executive Director (29 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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