Paratus AMC Limited

• Principal Place of Business

  3 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +4401344854669

  Web

  https://www.foundationlending.co.uk

• Complaints Contact

  3 Arlington Square

  Downshire Way

  Bracknell

  Berkshire

  RG12 1WA

  UNITED KINGDOM

  Phone

  +4403447708030

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Customer, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Hans Geberbauer

  IRN HXG01179

  • SMF10 Chair of the Risk Committee (5 Mar 2020 to 22 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 29 Apr 2024)
  • SMF5 Head of Internal Audit (9 Dec 2019 to 29 Apr 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 29 Apr 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Apr 2024)
  • CF3 Chief Executive (20 Jun 2014 to 8 Dec 2019)
  • CF1 Director (1 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
• Jackie Anne Pickering

  IRN JXP00337

  • [FCA CF] Significant management (since 25 Feb 2021)
• Jaspreet Kaur

  IRN JXK01619

  • CF28 Systems and controls (3 Dec 2010 to 11 Jan 2012)
• Jeffrey Alan Knight

  IRN JXK24456

  • SMF18 Other Overall Responsibility (9 Mar 2020 to 14 Sep 2020)
• Jeffrey Andrew Lundgren

  IRN JAL01217

  • CF1 Director (16 Mar 2007 to 30 Nov 2009)
  • CF8 Apportionment and Oversight (16 Mar 2007 to 17 May 2007)
• Jesus Rio Cortes

  IRN JMR01180

  • Director of firm who is not a certification employee or a SMF manager (since 23 Mar 2022)
• John Philip de Blocq Van Kuffeler

  IRN JPD01155

  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 23 Mar 2022)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 23 Mar 2022)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Mar 2022)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 23 Mar 2022)
  • CF2 Non Executive Director (23 Mar 2015 to 8 Dec 2019)
• Jonathan Charles Locke

  IRN JXL00516

  • SMF9 Chair of the Governing Body (since 20 Sep 2022)
  • SMF10 Chair of the Risk Committee (since 20 Sep 2022)
  • SMF11 Chair of the Audit Committee (20 Sep 2022 to 22 Jul 2025)
  • Director of firm who is not a certification employee or a SMF manager (23 Mar 2022 to 20 Sep 2022)
• Jonathan Graham Hole

  IRN JGH01137

  • SMF16 Compliance Oversight (17 Mar 2020 to 31 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2020 to 31 Jul 2020)
• Joseph Anthony Pensabene

  IRN JAP01225

  • CF1 Director (28 May 2009 to 1 Oct 2010)

No changes recorded yet.