Paratus AMC Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
3 Arlington SquareDownshire WayBracknellBerkshireRG12 1WAUNITED KINGDOM- Phone
- +4401344854669
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Complaints Contact
3 Arlington SquareDownshire WayBracknellBerkshireRG12 1WAUNITED KINGDOM- Phone
- +4403447708030
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Arranging
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Customer, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
Show 2 limitations Hide limitations
- · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Colin Walter Bradley
IRN CWB01037
- CF1 Director (31 Oct 2004 to 8 Jul 2005)
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David Michael Paul Brakes
IRN DMB01161
- CF1 Director (31 Oct 2004 to 31 Dec 2004)
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Deirdre Maureen Byrne
IRN DMB01236
- CF11 Money Laundering Reporting (23 Dec 2009 to 31 Mar 2017)
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Dominic Maher
IRN DXM02906
- SMF24 Chief Operations (9 Dec 2019 to 29 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2024)
- CF1 Director (22 Jun 2018 to 8 Dec 2019)
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Douglas Boyd Thomas
IRN DBT01030
- CF2 Non Executive Director (1 Oct 2010 to 20 Dec 2013)
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Eileen McMillan
IRN EXM01151
- CF28 Systems and controls (1 Nov 2007 to 14 Oct 2009)
- CF1 Director (22 Feb 2007 to 14 Oct 2009)
- CF11 Money Laundering Reporting (4 Apr 2005 to 3 Dec 2009)
- CF14 Risk Assessment (4 Apr 2005 to 31 Oct 2007)
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Elizabeth LaPuma
IRN EXL00212
- SMF11 Chair of the Audit Committee (since 26 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2024)
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George Gee
IRN GXG90918
- SMF18 Other Overall Responsibility (24 Feb 2021 to 9 Oct 2025)
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Glen Herbert
IRN GXH01421
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Dec 2004)
- CF1 Director (31 Oct 2004 to 31 Dec 2004)
- CF14 Risk Assessment (31 Oct 2004 to 31 Dec 2004)
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Godfrey Blight
IRN GXB01530
- CF1 Director (31 Oct 2004 to 1 Oct 2010)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.