Glen Herbert

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spring Financial Group Limited (no longer approved here)

    FRN 935499

    • SMF16 Compliance Oversight (20 Dec 2021 to 22 Dec 2022)
  • Experian Limited (no longer approved here)

    FRN 738097

    • CF29 Significant management (24 Feb 2017 to 31 Dec 2018)
  • Target Servicing Limited (no longer approved here)

    FRN 454569

    • CF10 Compliance Oversight (22 Jul 2011 to 29 Jun 2012)
    • CF1 Director (7 Aug 2008 to 8 Jun 2012)
    • Responsible for Insurance Mediation (7 Aug 2008 to 8 Jun 2012)
  • Paratus AMC Limited (no longer approved here)

    FRN 301128

    • CF1 Director (31 Oct 2004 to 31 Dec 2004)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Dec 2004)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.