Date authorised
17 February 2014
Companies House
05390593
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Homer Road
    Solihull
    West Midlands
    B91 3QJ
    UNITED KINGDOM
    Phone
    +443458494000
  • Complaints Contact

    51 Homer Road
    Solihull
    West Midlands
    B91 3QJ
    UNITED KINGDOM
    Phone
    +443458494000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Consumer Hire

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Newcombe

    IRN DXN01359

    • SMF18 Other Overall Responsibility (since 22 Sep 2017)
  • David William Wilson

    IRN DXW00746

    • [FCA CF] Significant management (since 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2024)
  • Dawn Shuttleworth

    IRN DXS78481

    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 29 Oct 2021)
  • Deborah Bateman

    IRN DXB78482

    • [PRA CF] Significant risk taker or Material risk taker (since 21 Sep 2017)
  • Derek Sprawling

    IRN DXS02380

    • SMF18 Other Overall Responsibility (since 28 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Mar 2017 to 10 Apr 2024)
    • CF29 Significant management (4 Aug 2014 to 6 Mar 2016)
  • Desmond Paul McDaid

    IRN DPM01158

    • CF29 Significant management (17 Feb 2014 to 30 May 2014)
  • Dyan Letts

    IRN DXL00494

    • [PRA CF] Managing a material risk taker (since 30 May 2025)
    • [FCA CF] Manager of certification employee (since 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
  • Emma Frew

    IRN EXF78483

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jul 2019)
  • Finlay Ferguson Williamson

    IRN FXW01041

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Dec 2020)
    • CF2 Non Executive Director (24 Feb 2015 to 6 Mar 2016)
  • Fiona Jane Clutterbuck

    IRN FJC01015

    • SMF9 Chair of the Governing Body (4 May 2018 to 1 Sep 2022)
    • SMF12 Chair of the Remuneration Committee (20 Sep 2017 to 8 May 2018)
    • SMF14 Senior Independent Director (20 Sep 2017 to 8 May 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.