Finlay Ferguson Williamson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SECURE TRUST BANK PUBLIC LIMITED COMPANY

    FRN 204550

    • Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2021)
  • HAMPDEN & CO PLC

    FRN 606934

    • SMF11 Chair of the Audit Committee (since 3 Jul 2020)
  • Paragon Bank Plc (no longer approved here)

    FRN 604551

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Dec 2020)
    • CF2 Non Executive Director (24 Feb 2015 to 6 Mar 2016)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF10a CASS Oversight function (1 Oct 2011 to 15 Apr 2014)
    • CF1 Director (27 Jan 2010 to 15 Apr 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2009)
    • CF1 Director (AR) (31 Oct 2004 to 17 Mar 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 29 Aug 2003)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.