Paradigm Norton Financial Planning Ltd

• Principal Place of Business

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4401275370670

  Web

  https://www.paradigmnorton.co.uk

• Complaints Contact

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4402030393576

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Courtney Limb

  IRN DXL18597

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 1 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
• David Ian Lewis

  IRN DXL16525

  • Appointed representative dealing with clients for which they require qualification (17 Apr 2024 to 12 Nov 2024)
  • CF30 Customer (17 Apr 2024 to 12 Nov 2024)
  • [FCA CF] Client dealing (5 Dec 2023 to 28 Nov 2024)
  • [FCA CF] Functions requiring qualifications (5 Dec 2023 to 28 Nov 2024)
• David John Jones

  IRN DJJ00005

  • CF30 Customer (17 Sep 2010 to 31 Mar 2018)
• David Kelly

  IRN DXK00303

  • Director of firm who is not a certification employee or a SMF manager (since 20 Apr 2023)
• David Peter Burridge

  IRN DPB01166

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 31 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
• David Roger Wheeler

  IRN DRW01138

  • CF4 Partner (AR) (21 Jun 2013 to 10 Oct 2013)
• Emma Louise Lane

  IRN ELL01015

  • CF30 Customer (4 Feb 2013 to 24 Sep 2013)
• Farida Abdulaziz Hassanali

  IRN FAH01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 2 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
  • CF30 Customer (27 Nov 2019 to 8 Dec 2019)
• Garry John Villis

  IRN GJV00002

  • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
  • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
• Gregory James Deer

  IRN GXD25229

  • [FCA CF] Functions requiring qualifications (9 Apr 2020 to 12 Oct 2022)
  • [FCA CF] Client dealing (9 Apr 2020 to 12 Oct 2022)
  • CF30 Customer (3 Dec 2019 to 8 Dec 2019)

• Wollen Michelmore Financial Planning Ltd

  FRN 400890 · Appointed 17 Sep 2010

• Direction Financial Planning LLP (no longer appointed)

  FRN 602039 · Appointed 31 May 2013 · Until 10 Oct 2013

No changes recorded yet.