David Ian Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 13 Jan 2025)
    • CF30 Customer (since 3 Dec 2024)
    • CF1 Director (AR) (13 Dec 2025 to 30 Mar 2026)
  • Biograph Wealth Advisors (UK) Limited

    FRN 1021170

    • Employed By (since 3 Dec 2024)
  • Wollen Michelmore Financial Planning Ltd (no longer approved here)

    FRN 400890

    • Employed By (17 Apr 2024 to 12 Nov 2024)
  • Paradigm Norton Financial Planning Ltd (no longer approved here)

    FRN 455083

    • CF30 Customer (17 Apr 2024 to 12 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (17 Apr 2024 to 12 Nov 2024)
    • [FCA CF] Functions requiring qualifications (5 Dec 2023 to 28 Nov 2024)
    • [FCA CF] Client dealing (5 Dec 2023 to 28 Nov 2024)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (28 Jun 2019 to 27 Nov 2020)
  • Castell Wealth Management Ltd (no longer approved here)

    FRN 826927

    • Employed By (28 Jun 2019 to 27 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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