Paradigm Norton Financial Planning Ltd

• Principal Place of Business

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4401275370670

  Web

  https://www.paradigmnorton.co.uk

• Complaints Contact

  Paradigm House

  Macrae Road

  Ham Green

  Bristol

  Avon

  BS20 0DD

  UNITED KINGDOM

  Phone

  +4402030393576

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Scott Moss

  IRN GSM00043

  • CF30 Customer (30 Apr 2013 to 21 Feb 2015)
• Hannah Nolan

  IRN HXN00132

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 8 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Apr 2025)
• James Alan Mousley

  IRN JAM01437

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Apr 2020)
  • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
• Jane Valerie Wheeler

  IRN JVW00001

  • CF30 Customer (10 Jun 2013 to 17 Oct 2015)
  • CF4 Partner (AR) (10 Jun 2013 to 10 Oct 2013)
• Jayne Phan

  IRN JXP01239

  • SMF3 Executive Director (since 19 Jan 2026)
• Jennifer May Ives

  IRN JMI01022

  • CF30 Customer (23 Jan 2014 to 13 Jul 2016)
• John Magee

  IRN JXM25183

  • CF30 Customer (3 Dec 2019 to 8 Dec 2019)
• John Montgomerie Lang

  IRN JML01071

  • [FCA CF] Client dealing (31 Mar 2021 to 30 Nov 2023)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 30 Nov 2023)
• Katie Wright

  IRN KXW00339

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2023)
• Katrina Vollentine

  IRN KXV27526

  • CF1 Director (AR) (since 23 Jan 2020)

• Wollen Michelmore Financial Planning Ltd

  FRN 400890 · Appointed 17 Sep 2010

• Direction Financial Planning LLP (no longer appointed)

  FRN 602039 · Appointed 31 May 2013 · Until 10 Oct 2013

No changes recorded yet.