Panthera Private Office LLP

• Principal Place of Business

  Panthera Private Office

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038619990

  Web

  https://www.panthera.co.uk

• Complaints Contact

  Panthera Private Office

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038619990

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . St. James's Place Acquisition Services L

  IRN XXS01276

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Jun 2016 to 8 Dec 2019)
• Andrew James Hughes

  IRN AJH01219

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
• Emily Bowles

  IRN EXB00459

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
• Grahame David Chilton

  IRN GDC01054

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (25 Aug 2011 to 8 Dec 2019)
• Oliver Charles Homer

  IRN OCH01003

  • CF30 Customer (13 Mar 2015 to 9 Feb 2018)
• Olivia Andrew

  IRN OXA00160

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
• Robin Parker

  IRN RXP02265

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (4 May 2016 to 8 Dec 2019)
  • CF4 Partner (4 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 May 2016 to 8 Dec 2019)
• Rupert Edward Hugh Stevenson

  IRN RES01085

  • [FCA CF] Functions requiring qualifications (11 Aug 2021 to 30 Apr 2025)
  • [FCA CF] Client dealing (11 Aug 2021 to 30 Apr 2025)
• Rupert Swallow

  IRN RXS01785

  • SMF27 Partner (9 Dec 2019 to 12 Nov 2021)
  • CF10 Compliance Oversight (25 Aug 2011 to 4 May 2016)
  • CF3 Chief Executive (25 Aug 2011 to 4 May 2016)
  • CF30 Customer (25 Aug 2011 to 28 Jun 2018)
  • CF4 Partner (25 Aug 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Aug 2011 to 4 May 2016)
• Simon James Russell

  IRN SJR00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (4 May 2016 to 8 Dec 2019)
  • CF3 Chief Executive (4 May 2016 to 8 Dec 2019)
  • CF30 Customer (4 May 2016 to 8 Dec 2019)

No changes recorded yet.