Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 12 Nov 2021)
- CF10 Compliance Oversight (25 Aug 2011 to 4 May 2016)
- CF30 Customer (25 Aug 2011 to 28 Jun 2018)
- CF4 Partner (25 Aug 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Aug 2011 to 4 May 2016)
- CF3 Chief Executive (25 Aug 2011 to 4 May 2016)
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- CF4 Partner (AR) (30 Nov 2018 to 6 Sep 2021)
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- Employed By (10 Nov 2017 to 6 Sep 2021)
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- Employed By (30 Oct 2017 to 6 Sep 2021)
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- Employed By (16 May 2016 to 6 Sep 2021)
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- Employed By (3 Aug 2015 to 6 Sep 2021)
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- Employed By (3 Aug 2015 to 6 Sep 2021)
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- Employed By (3 Aug 2015 to 6 Sep 2021)
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- Employed By (3 Aug 2015 to 6 Sep 2021)
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- Employed By (3 Aug 2015 to 27 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.