Simon James Russell

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panthera Finance LLP

    FRN 951603

    • SMF27 Partner (since 28 Feb 2022)
  • Panthera Private Office LLP

    FRN 541341

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (4 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (4 May 2016 to 8 Dec 2019)
    • CF4 Partner (4 May 2016 to 8 Dec 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF4 Partner (AR) (20 Nov 2018 to 28 Feb 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 Jan 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Russell, Fox & Nori (no longer approved here)

    FRN 401777

    • (4)Employed By (1 Dec 2001 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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