Panmure Liberum Capital Limited

• Principal Place of Business

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

  Web

  https://www.panmureliberum.com

• Complaints Contact

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Michael Spearing

  IRN CMS01144

  • [FCA CF] Manager of certification employee (25 Jan 2023 to 8 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
  • CF30 Customer (25 Nov 2019 to 8 Dec 2019)
• Christopher Nigel Bowman

  IRN CNB01037

  • CF30 Customer (9 Jun 2008 to 2 Jun 2015)
• Christopher Taunton Steward Cooper

  IRN CTC01008

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Ciaran Francis Donnelly

  IRN CXD01849

  • [FCA CF] Manager of certification employee (5 Aug 2021 to 24 Aug 2023)
  • [FCA CF] Client dealing (23 Jul 2021 to 24 Aug 2023)
  • CF30 Customer (7 Sep 2015 to 10 Nov 2017)
• Claudia Maria Lane

  IRN CXV01078

  • CF30 Customer (21 Nov 2008 to 30 Mar 2010)
• Clayton Robert Bush

  IRN CRB01090

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
  • CF30 Customer (11 Jun 2008 to 8 Dec 2019)
• Conor Finn

  IRN CDF01038

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2022)
  • CF30 Customer (12 Apr 2010 to 8 Dec 2019)
• Cormac Paul Leech

  IRN CPL01022

  • CF30 Customer (14 Mar 2012 to 30 Sep 2016)
• Craig James Fraser

  IRN CJF01055

  • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
  • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
• Damion Aiton Carruel

  IRN DAC01124

  • CF30 Customer (21 Sep 2009 to 17 Jul 2013)

No changes recorded yet.