Panmure Liberum Capital Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Ropemaker Place, Level 1225 Ropemaker StreetLondonEC2Y 9LYUNITED KINGDOM- Phone
- +4402031002000
-
Complaints Contact
Ropemaker Place, Level 1225 Ropemaker StreetLondonEC2Y 9LYUNITED KINGDOM- Phone
- +4402031002000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Electronic Trade Settlement
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Christian Hinderaker
IRN CXH02101
- [FCA CF] Client dealing (9 Dec 2019 to 16 May 2022)
- CF30 Customer (2 Jan 2019 to 8 Dec 2019)
-
Christophe Urtel
IRN CXU01007
- CF30 Customer (15 Apr 2011 to 3 Oct 2014)
-
Christopher Britton
IRN CXB01983
- CF30 Customer (29 Mar 2011 to 10 Jun 2019)
-
Christopher Charles Howlett
IRN CXH00155
- [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
-
Christopher Clarke
IRN CXC01542
- [FCA CF] Significant management (29 Jun 2020 to 16 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (23 Feb 2015 to 8 Dec 2019)
-
Christopher Guy Desmond Lewey
IRN CGL01009
- CF30 Customer (17 Dec 2014 to 31 Mar 2016)
-
Christopher Henry James Whitaker
IRN CXW00114
- [FCA CF] Client dealing (1 Dec 2020 to 14 Apr 2022)
-
Christopher Kololian
IRN CXK01313
- CF30 Customer (1 Dec 2010 to 1 Nov 2013)
-
Christopher Logan
IRN CXL01127
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
-
Christopher Michael Ellis Thomas
IRN CMT01079
- CF30 Customer (30 Jan 2017 to 7 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.