Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (6 Jan 2023 to 27 Jun 2023)
    • [FCA CF] Manager of certification employee (6 Jan 2023 to 27 Jun 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (31 Dec 2013 to 6 Mar 2016)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (1 Dec 2010 to 1 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.