Pamplona Capital Management LLP

Date authorised
1 April 2013
Companies House
OC309813
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Park Lane
    London
    W1K 1RA
    UNITED KINGDOM
    Phone
    +4402070798000
    Web
    https://www.pamplonafunds.com

  • Complaints Contact

    25 Park Lane
    4th Floor
    London
    W1K 1RA
    UNITED KINGDOM
    Phone
    +4402070798000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Michael Pigott

    IRN JMP01111

    • CF4 Partner (11 Sep 2009 to 4 Apr 2012)
    • CF30 Customer (23 Sep 2008 to 22 Jun 2012)
  • João Pedro Félix Saraiva e Silva

    IRN JFS01060

    • [FCA CF] Client dealing (since 1 Jan 2022)
    • CF30 Customer (5 Sep 2014 to 20 Mar 2015)
    • CF4 Partner (5 Sep 2014 to 20 Mar 2015)
  • Kevin O'Flaherty

    IRN KXO01090

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (23 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jun 2005 to 8 Dec 2019)
    • CF13 Finance (23 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Jun 2005 to 8 Dec 2019)
  • Lars Titland

    IRN LXT01078

    • CF30 Customer (27 Dec 2007 to 1 Oct 2008)
  • Marco Lippi

    IRN MXL01195

    • CF4 Partner (25 Feb 2016 to 20 Nov 2019)
    • CF30 Customer (25 Feb 2016 to 20 Nov 2019)
  • Mark Henry John Holman

    IRN MHH01011

    • CF30 Customer (1 Oct 2008 to 28 Mar 2012)
  • Markku Juhani Lonnqvist

    IRN MJL01258

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (2 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
  • Markus Noe-Nordberg

    IRN MXN01103

    • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
    • CF27 Investment Management (3 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (30 Jun 2005 to 31 Oct 2018)
  • Martin Juergen Schwab

    IRN MXS01353

    • [FCA CF] Client dealing (10 Apr 2023 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2017)
    • CF4 Partner (22 Mar 2005 to 31 Mar 2017)
    • CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)
  • Michael Neil Rosen

    IRN MNR01009

    • CF4 Partner (29 Dec 2009 to 23 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 23 Mar 2018)
    • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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