Joseph Michael Pigott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CRESTLINE EUROPE, LLP

    FRN 755022

    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jun 2023)
    • CF11 Money Laundering Reporting (5 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
  • Pamplona Capital Management LLP (no longer approved here)

    FRN 417741

    • CF4 Partner (11 Sep 2009 to 4 Apr 2012)
    • CF30 Customer (23 Sep 2008 to 22 Jun 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 18 Mar 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.