Pamplona Capital Management LLP

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FRN: 417741
Date authorised: 1 April 2013
Companies House: OC309813
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

25 Park Lane

London

W1K 1RA

UNITED KINGDOM

Phone

+4402070798000

Web

https://www.pamplonafunds.com
Complaints Contact

25 Park Lane

4th Floor

London

W1K 1RA

UNITED KINGDOM

Phone

+4402070798000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Gordon Smith
IRN NXG01081
- CF30 Customer (1 Nov 2007 to 31 Mar 2017)
- CF4 Partner (22 Mar 2005 to 31 Mar 2017)
- CF27 Investment Management (22 Mar 2005 to 31 Oct 2007)
Nitin Bhandari
IRN NXB01137
- SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (11 Apr 2013 to 8 Dec 2019)
- CF4 Partner (11 Apr 2013 to 8 Dec 2019)
Olivier Denis Dieudonne
IRN ODD01003
- SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
- CF4 Partner (11 Sep 2009 to 8 Dec 2019)
- CF30 Customer (6 May 2009 to 8 Dec 2019)
Paul Andrew Thompson
IRN PAT01087
- CF4 Partner (17 Aug 2012 to 7 Dec 2012)
- CF30 Customer (2 May 2008 to 7 Dec 2012)
Paul MacDuff
IRN PXM01983
- CF30 Customer (5 Nov 2008 to 8 Dec 2019)
Pekka Tapio Puustinen
IRN PTP01025
- [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2022)
- CF30 Customer (8 May 2015 to 8 Dec 2019)
Robert James Maddows
IRN RJM01540
- CF30 Customer (27 Jul 2018 to 8 Dec 2019)
Selahattin Zoralioglu
IRN SXZ01042
- CF4 Partner (15 Jan 2010 to 31 Dec 2014)
- CF30 Customer (13 Feb 2008 to 31 Dec 2014)
Sheil William Aggarwal
IRN SWA01011
- CF4 Partner (18 Sep 2009 to 1 Jun 2010)
- CF30 Customer (23 Sep 2008 to 2 Jun 2010)
Thomas Metscher
IRN TXM01403
- CF30 Customer (16 Jun 2015 to 30 Sep 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Debt & Equity Capital UK LLP (no longer appointed)
FRN 616216 · Appointed 20 Feb 2014 · Until 10 Jan 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.