Pallinghurst Advisors LLP

Date authorised
1 April 2013
Companies House
OC315855
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11-12 Pall Mall
    London
    Westminster
    SW1Y 5LU
    UNITED KINGDOM
    Phone
    +4402075183399
    Web
    https://www.pallinghurst.com

  • Complaints Contact

    11-12 Pall Mall
    London
    SW1Y 5LU
    UNITED KINGDOM
    Phone
    +4402075183399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Ben Porter

    IRN MBP01037

    • CF30 Customer (16 Jun 2010 to 7 Sep 2012)
  • Matthew Simon Finkelstein

    IRN MSF01053

    • CF30 Customer (5 May 2010 to 2 May 2011)
  • Mohanasundaram Natarajan

    IRN MXN01365

    • CF30 Customer (19 Nov 2008 to 25 Oct 2012)
  • Paul Betts

    IRN PRB01177

    • CF30 Customer (30 Jan 2009 to 25 Jun 2010)
  • Pjotr Gainullin

    IRN PXG01621

    • CF30 Customer (22 Nov 2011 to 31 Jan 2014)
  • Priyank Thapliyal

    IRN PXT01331

    • CF30 Customer (1 Nov 2007 to 4 Apr 2015)
    • CF4 Partner (27 Feb 2006 to 4 Apr 2015)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
  • ROWAN ALEXANDER KEHOE

    IRN RAK01088

    • CF30 Customer (11 Feb 2011 to 12 Oct 2012)
  • Richard Dudley

    IRN RXD01909

    • SMF27 Partner (since 1 Mar 2024)
    • CF30 Customer (17 Jan 2017 to 4 Dec 2017)
  • SEAN GRAHAM THIJSSE

    IRN SGT01041

    • SMF27 Partner (since 1 Mar 2024)
    • CF30 Customer (23 Aug 2011 to 8 May 2018)
  • Sean Gilbertson

    IRN SXG01325

    • CF30 Customer (1 Nov 2007 to 30 May 2018)
    • CF3 Chief Executive (27 Feb 2006 to 30 May 2018)
    • CF4 Partner (27 Feb 2006 to 30 May 2018)
    • CF8 Apportionment and Oversight (27 Feb 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Feb 2006 to 4 Sep 2012)
    • CF11 Money Laundering Reporting (27 Feb 2006 to 4 Sep 2012)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.