Sean Gilbertson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pallinghurst Advisors LLP (no longer approved here)

    FRN 446361

    • CF30 Customer (1 Nov 2007 to 30 May 2018)
    • CF8 Apportionment and Oversight (27 Feb 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Feb 2006 to 4 Sep 2012)
    • CF11 Money Laundering Reporting (27 Feb 2006 to 4 Sep 2012)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
    • CF3 Chief Executive (27 Feb 2006 to 30 May 2018)
    • CF4 Partner (27 Feb 2006 to 30 May 2018)
  • Global Commodities Holdings Limited (no longer approved here)

    FRN 210281

    • CF21 Investment Adviser (7 Mar 2003 to 26 Mar 2004)
    • CF11 Money Laundering Reporting (6 Feb 2003 to 10 Mar 2003)
    • CF10 Compliance Oversight (6 Feb 2003 to 10 Mar 2003)
    • CF1 Director (1 Dec 2001 to 10 Mar 2003)
    • CF26 Customer Trading (1 Dec 2001 to 26 Mar 2004)
    • CF3 Chief Executive (1 Dec 2001 to 10 Mar 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.