Palatium Investment Management Limited

Date authorised
1 April 2013
Companies House
05455959
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21A North Tenth Street
    Central Milton Keynes
    Milton Keynes
    MK9 3EL
    UNITED KINGDOM
    Phone
    +4407909975863
    Web
    https://www.palatium.com

  • Complaints Contact

    Palatium
    PO Box 1286
    St Albans
    AL1 9ET
    UNITED KINGDOM
    Phone
    +447909975863

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Emmanuel Shutkever

    IRN AES01055

    • CF30 Customer (30 May 2008 to 1 Sep 2011)
  • Anne-Celine Cambier-Bacher

    IRN AXC01434

    • CF21 Investment Adviser (13 Feb 2006 to 31 Jul 2006)
  • Arnaud Dominique Maurice Bertrand Plat

    IRN AXP01292

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
  • Bernd Knobloch

    IRN BXK01142

    • SMF3 Executive Director (9 Dec 2019 to 28 Jul 2023)
    • CF1 Director (5 Dec 2005 to 8 Dec 2019)
  • Chadly Ben Mohamed Boujellabia

    IRN CBB01019

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
  • Giovanni Pini

    IRN GXP01428

    • CF30 Customer (9 Jul 2012 to 9 Apr 2015)
  • James Robson Edwin Tarry

    IRN JRT01069

    • CF30 Customer (27 May 2008 to 28 Mar 2012)
  • Keith Stewart Davidson

    IRN KSD01012

    • CF30 Customer (23 Dec 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Dec 2005 to 7 Jun 2007)
  • Neil Lawson May

    IRN NXL01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (11 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (5 Dec 2005 to 8 Dec 2019)
    • CF1 Director (5 Dec 2005 to 8 Dec 2019)
  • Nicholas Mark FitzGerald Trigg

    IRN NMT01020

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Apr 2008 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.