Arnaud Dominique Maurice Bertrand Plat

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invel Real Estate Advisors LLP

    FRN 710341

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2020)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2016 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (7 Aug 2014 to 29 Jan 2016)
    • CF30 Customer (3 Nov 2009 to 21 Apr 2010)
  • Brookfield Financial Europe LP (no longer approved here)

    FRN 511114

    • Employed By (3 Nov 2009 to 21 Apr 2010)
  • Palatium Investment Management Limited (no longer approved here)

    FRN 434823

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.