Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (16 Feb 2024 to 27 Jun 2024)
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- [FCA CF] Material risk taker (13 May 2020 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jun 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2024)
- CF30 Customer (13 May 2013 to 8 Dec 2019)
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- CF30 Customer (30 Apr 2012 to 12 Nov 2012)
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- CF30 Customer (27 May 2008 to 28 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.