Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Daryl Jones

  IRN MXJ00428

  • [FCA CF] Material risk taker (since 1 Jun 2022)
  • [FCA CF] Significant management (since 1 Jun 2022)
• Neil William Sweeney

  IRN NWS01034

  • Director of firm who is not a certification employee or a SMF manager (10 Nov 2022 to 30 May 2025)
• Nicholas Charles Lemis

  IRN NCL01021

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 6 Jan 2020)
• Noel George Herbert Manns

  IRN NGM01015

  • CF30 Customer (1 Nov 2007 to 25 Feb 2010)
  • CF1 Director (10 Jul 2002 to 3 Apr 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 10 Jul 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Jul 2002)
• Nouanchanh Siriphong

  IRN NXS02283

  • CF30 Customer (1 Dec 2016 to 8 Jun 2017)
• Oleg Gustap

  IRN OXG01096

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (18 Oct 2018 to 8 Dec 2019)
• Paul Darlington Cable

  IRN PDC01107

  • CF27 Investment Management (16 May 2005 to 11 Oct 2005)
• Paul McLernon

  IRN PXM02365

  • CF30 Customer (7 Nov 2017 to 14 Jun 2019)
  • CF1 Director (7 Nov 2017 to 14 Jun 2019)
• Peter Michael Simon

  IRN PMS01156

  • CF30 Customer (2 Sep 2011 to 22 Feb 2016)
• Phillip Stephen Rose

  IRN PSR01022

  • CF27 Investment Management (21 Apr 2005 to 11 Oct 2005)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.